Private Wealth Advice, Backed by Institutional Strength
What this means for you is simple. You receive the personal attention and independent judgment of a private wealth firm, supported by the infrastructure, technology, and resources of one of the largest platforms in the industry.
Our work is centered on helping clients make thoughtful, well-structured financial decisions that shape their lives, their businesses, and their long-term legacy. Delivering that level of guidance requires more than advice alone. It requires a custodial partner with the scale, stability, and full range of capabilities necessary to support sophisticated planning, investment implementation, and retirement plan oversight.
Origins Private Wealth operates as an independent investment services practice. To support the scope of services we provide, we utilize the services of our broker/dealer, LPL Financial for custody, clearing, and technology infrastructure.
LPL Financial is one of the nation's largest independent broker-dealers,* supporting more than 32,000 financial professionals and approximately 8 million client accounts, with over $2.3 trillion in brokerage and advisory assets and relationships with more than 1,100 financial institutions.
This relationship allows us to operate independently while providing our clients access to institutional-level investment platforms, operational support, and the technical resources necessary to implement sophisticated financial strategies.
*As reported by Financial Planning magazine, 1996-2025, based on total revenue.
Getting to Know LPL Financial
Who Holds Your Accounts,
and Why It Matters
Your relationship is, and always will be, with Origins Private Wealth. We provide the advice, the planning, and the personal attention. LPL Financial works behind that relationship as the custodian: the firm that securely holds your assets and supports the day-to-day mechanics of your accounts.
Think of it this way. We are your advisor, and LPL is the secure infrastructure standing behind us. That structure is what lets a private wealth firm like ours deliver independent advice while you enjoy the resources of one of the nation's largest platforms.
As Your Custodian, LPL
- Holds your securities, including stocks, bonds, and other assets
- Processes your account transactions
- Produces your statements and performance reporting
- Supports tax and regulatory reporting
- Consolidates all of your accounts in one clear view
Breadth of Capabilities
A Broader Range of Strategies for You
Through LPL's open, independent platform, your strategy can draw on a deep and diverse menu of strategies, each considered and matched to your goals, timeline, and risk tolerance. Below is a sample of the breadth we can bring to your plan.
Equities & Fixed Income
Individual stocks; corporate, municipal & Treasury bonds; CDs; ETFs; mutual funds; money market funds.
Advanced & Alternative Investments
Specialized strategies available for eligible investors. Ask your wealth advisor to learn more.
Professionally Managed Portfolios
Institutional model portfolios; separately managed accounts; unified managed accounts; direct indexing; strategic & tactical allocation; sustainable / ESG options.
Retirement & Education Accounts
Traditional, Roth, SEP & SIMPLE IRAs; 403(b); 529 education savings plans.
Workplace Retirement Plans
401(k) plans; Pooled Employer Plans (PEPs); profit sharing & cash balance plans; 3(38) & 3(21) fiduciary services; investment monitoring; participant education.
Insurance & Annuities
Term & permanent life; variable & indexed universal life; fixed, variable & indexed annuities; long-term care; disability income.
Lending & Cash Management
Securities-backed lines of credit; mortgage & home lending; FDIC-insured cash sweep solutions.
Tax Planning Strategies
Tax-aware investing; tax-loss harvesting; asset location; Roth conversion planning; charitable gifting strategies; coordination with your CPA.
Estate & Legacy Planning
Trust account services; beneficiary & wealth-transfer planning; donor-advised funds & charitable trusts; multigenerational gifting.
High-Net-Worth & Private Wealth
Advanced estate & tax planning; philanthropic strategies; concentrated-stock strategies; trust services; expanded alternative-investment access; family legacy planning.
A representative sample, not a complete list, and not a recommendation of any specific product or strategy. The availability of specific strategies depends on account type, eligibility, and suitability. Certain products involve additional risks and are not appropriate for every investor.
A Deep Bench of Expertise
The LPL Research Team
Leadership is a team affair at LPL Research. We believe the advice we provide leads to better outcomes when the insights across all aspects of investing are united. That's why everything LPL Research does runs through the leadership team, from the models they create and manage to the research and commentary they provide.